Alexander Jon is an independent regulatory compliance consultancy. We are a team of experienced regulatory Compliance Consultants specialising in all aspects of financial regulation, general compliance and financial crime. We offer a wide range of regulatory services to the financial services industry from fintech start-ups to established asset management firms.
Our services include FCA Authorisations, Regulatory Advice, Consulting, Anti-Money Laundering Training, Regulatory Training, Regulatory Consulting, Financial Crime Risk Assessments, Governance Risk Management, Independent Reviews & Monitoring, Compliance Outsourcing & Interim Resources and Compliance Management.
We provide our services in all financial services sectors including Payment Services, Electronic Money, Asset Management and Fintech - crypto compliance.
Joy is an experienced Compliance Professional and has worked in the financial services industry for over 26 years.
After spending many years at HSBC, the Bank of New York and BNP Paribas, Joy also spent several years working at the asset management firm Sarasin & Partners LLP and additionally at two Compliance Consultancy and Regulatory Incubator firms.
Joy has previously held the designated CF10 & CF11 functions and more recently has operated as the Money Laundering Reporting Officer and Head of Compliance for a number of start up and international payment service firms.
As trends would have it, Joy has also worked in the emerging crypto and digital assets space as Money Laundering Reporting Officer and Compliance Oversight, where she developed, established and implemented robust financial crime and compliance frameworks and strategies.
Joy holds a combined Bachelor of Arts degree in History and Education. She also holds the CISI Investment Diploma and is a full member of the Chartered Institute of Securities and Investment (MCISI).
Her interests include sport and physical exercise and travelling.